Dimity Kingsford Smith
Company and Securities Law Journal update: Vol 35 Pt 7 (Special Issue: Financial Services Protections)
The latest Part of the Company and Securities Law Journal includes the following articles: “Whither Customer Protection in Financial Services?” – M Scott Donald; “Regulating for Fairness in the Australian Funds Management Industry” – M Scott Donald; “Fairness and Financial Services: Revisiting the Enforcement Framework” – Pamela Hanrahan; “The Fairness Rationale for Customer Advocacy in the Financial Sector” – Dimity Kingsford Smith; and “Suitability” – Gail Pearson. This issue also includes the following section: Editorial; Special Issue on Protections in the Financial Services Industry – Robert Baxt AO.
This Special Issue is in honour of ASIC’s 20th anniversary and combines Parts 5 and 6 of Volume 29. It contains five articles that focus on various interesting points in ASIC’s history, including a comprehensive record of ASIC’s participation in matters before the Takeovers Panel, insider trading and market misconduct, the limits of disclosure and investor education in a retail market, the regulation of managed investments and the development of Australia’s continuous disclosure regime.