The latest Part of the Company and Securities Law Journal includes the following articles: “From “if not, why not?” to “if not, NOT!” – Regulatory reform of the debenture sector” – Eve Brown; “A securities market operator’s use of the “please explain” price query and its impact on compliance” – Larelle Chapple, Thu Phuong Truong and Michelle Welsh; and “Raising levels of awareness of rights and obligations in the provision of financial product advice to retail clients” – Stephen Corones and Kym Irving. Also in this Part are two Overseas Notes, one about New Zealand and the other about Hong Kong, Singapore and Malaysia.
The latest Part of C&SLJ publishes the following material: “The High Court and the c-suite: Implications of Shafron for company executives below board level” – Tim Bednall and Victoria Ngomba; Securities Industry and Managed Investments; Current Developments – Legal and Administrative; Directors’ Duties and Corporate Governance; Overseas Notes – New Zealand; and Overseas Notes – Hong Kong, Singapore and Malaysia.
The October 2011 Part of the Company and Securities Law Journal has articles on continuous disclosure in Australia and the obligations and liabilities of the key players in managed investment schemes in the context of the Trio Capital/Astarra fraud investigation. This Part also includes a Corporate Finance section discussing mining joint ventures and securitisation of residential mortgage-backed securities. Finally the Note from New Zealand focuses on a new financial markets law.